Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, TZE HIM TIMOTHY
Chinese Name of Relevant Individual
林子謙
HKMA Registration Number
AI4000
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 14 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 14 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2020 - 19 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2020 - 19 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, TZE HIM TIMOTHY
:
Chinese Name of Relevant Individual
林子謙
:
HKMA Registration Number
AI4000
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4000
CREDIT SUISSE AG
Type 1: dealing in securities
16 Oct 2021 - 14 Nov 2022
No
AI4000
CREDIT SUISSE AG
Type 4: advising on securities
16 Oct 2021 - 14 Nov 2022
No
AI4000
BNP PARIBAS
Type 1: dealing in securities
24 Feb 2020 - 19 Jul 2021
No
AI4000
BNP PARIBAS
Type 4: advising on securities
24 Feb 2020 - 19 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.