Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, YE
Chinese Name of Relevant Individual
符燁
HKMA Registration Number
AI4008
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, HEAD OF NON-BANK FINANCIAL INSTITUTIONS DEPARTMENT
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, HEAD OF NON-BANK FINANCIAL INSTITUTIONS DEPARTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2024 - 13 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2024 - 13 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2021 - 04 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2021 - 04 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2020 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2020 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, YE
:
Chinese Name of Relevant Individual
符燁
:
HKMA Registration Number
AI4008
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
23 Oct 2024
Yes
SENIOR VICE PRESIDENT, HEAD OF NON-BANK FINANCIAL INSTITUTIONS DEPARTMENT
CHONG HING BANK LIMITED
Type 4: advising on securities
23 Oct 2024
Yes
SENIOR VICE PRESIDENT, HEAD OF NON-BANK FINANCIAL INSTITUTIONS DEPARTMENT
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4008
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 14 Oct 2025
Yes
AI4008
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 14 Oct 2025
Yes
AI4008
CHONG HING BANK LIMITED
Type 1: dealing in securities
23 Oct 2024 - 13 Oct 2025
No
AI4008
CHONG HING BANK LIMITED
Type 4: advising on securities
23 Oct 2024 - 13 Oct 2025
No
AI4008
EAST WEST BANK
Type 1: dealing in securities
22 Dec 2021 - 04 Mar 2024
Yes
AI4008
EAST WEST BANK
Type 4: advising on securities
22 Dec 2021 - 04 Mar 2024
Yes
AI4008
EAST WEST BANK
Type 1: dealing in securities
25 Feb 2020 - 21 Dec 2021
No
AI4008
EAST WEST BANK
Type 4: advising on securities
25 Feb 2020 - 21 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
