Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, TIN WAI ANGEL
Chinese Name of Relevant Individual
郭天慧
HKMA Registration Number
AI4031
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2025 - 12 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2025 - 12 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2023 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2023 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2022 - 13 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2022 - 13 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Aug 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2020 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2020 - 11 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, TIN WAI ANGEL
:
Chinese Name of Relevant Individual
郭天慧
:
HKMA Registration Number
AI4031
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4031
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2025 - 12 Jul 2025
No
AI4031
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2025 - 12 Jul 2025
No
AI4031
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
31 May 2023 - 30 Nov 2024
No
AI4031
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
31 May 2023 - 30 Nov 2024
No
AI4031
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Feb 2022 - 13 Apr 2023
No
AI4031
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Feb 2022 - 13 Apr 2023
No
AI4031
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Aug 2021 - 19 Dec 2021
No
AI4031
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Aug 2021 - 19 Dec 2021
No
AI4031
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Aug 2021 - 19 Dec 2021
No
AI4031
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Feb 2020 - 11 Jul 2021
No
AI4031
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Feb 2020 - 11 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.