Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, YUK KI
Chinese Name of Relevant Individual
張鈺淇
HKMA Registration Number
AI4037
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2021 - 14 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2021 - 14 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2020 - 12 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2020 - 12 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2020 - 27 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2020 - 27 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, YUK KI
:
Chinese Name of Relevant Individual
張鈺淇
:
HKMA Registration Number
AI4037
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4037
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2021 - 14 Jan 2024
No
AI4037
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2021 - 14 Jan 2024
No
AI4037
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Dec 2020 - 12 Sep 2021
No
AI4037
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Dec 2020 - 12 Sep 2021
No
AI4037
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2020 - 27 Oct 2020
No
AI4037
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2020 - 27 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
