Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KWUN YUNG
Chinese Name of Relevant Individual
李冠蓉
HKMA Registration Number
AI4084
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2022 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2022 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2020 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2020 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KWUN YUNG
:
Chinese Name of Relevant Individual
李冠蓉
:
HKMA Registration Number
AI4084
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4084
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2022 - 18 Nov 2024
No
AI4084
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2022 - 18 Nov 2024
No
AI4084
CHONG HING BANK LIMITED
Type 1: dealing in securities
11 Mar 2020 - 24 Oct 2021
No
AI4084
CHONG HING BANK LIMITED
Type 4: advising on securities
11 Mar 2020 - 24 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.