Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHENG, SISI
Chinese Name of Relevant Individual

程思思
HKMA Registration Number
AI4106
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEADER
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHENG, SISI
:
Chinese Name of Relevant Individual
程思思
:
HKMA Registration Number
AI4106
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
20 Apr 2021
No
TEAM LEADER
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
20 Apr 2021
No
TEAM LEADER