Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, SHING HEI
Chinese Name of Relevant Individual
郭承熙
HKMA Registration Number
AI4196
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2023 - 05 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2023 - 05 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2020 - 28 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2020 - 28 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, SHING HEI
:
Chinese Name of Relevant Individual
郭承熙
:
HKMA Registration Number
AI4196
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4196
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jun 2023 - 05 Apr 2026
No
AI4196
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Jun 2023 - 05 Apr 2026
No
AI4196
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2020 - 28 Sep 2022
No
AI4196
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2020 - 28 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.