Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, XINTING
Chinese Name of Relevant Individual
成欣婷
HKMA Registration Number
AI4199
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2022 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2022 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2020 - 14 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2020 - 14 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, XINTING
:
Chinese Name of Relevant Individual
成欣婷
:
HKMA Registration Number
AI4199
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4199
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
15 Apr 2022 - 22 Aug 2025
No
AI4199
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
15 Apr 2022 - 22 Aug 2025
No
AI4199
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Apr 2020 - 14 Mar 2022
No
AI4199
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Apr 2020 - 14 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.