Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHERYL CHI-KWAN
Chinese Name of Relevant Individual
陳子筠
HKMA Registration Number
AI4221
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2020 - 10 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2020 - 10 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Jul 2020 - 10 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2020 - 07 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2020 - 07 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Apr 2020 - 07 Jul 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHERYL CHI-KWAN
:
Chinese Name of Relevant Individual
陳子筠
:
HKMA Registration Number
AI4221
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4221
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Jul 2020 - 10 Oct 2020
No
AI4221
ROYAL BANK OF CANADA
Type 4: advising on securities
13 Jul 2020 - 10 Oct 2020
No
AI4221
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
13 Jul 2020 - 10 Oct 2020
No
AI4221
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Apr 2020 - 07 Jul 2020
No
AI4221
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Apr 2020 - 07 Jul 2020
No
AI4221
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
09 Apr 2020 - 07 Jul 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.