Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUANG, ZHE
Chinese Name of Relevant Individual
黃哲
HKMA Registration Number
AI4230
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2023 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2023 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 25 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 25 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 25 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 25 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2020 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2020 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUANG, ZHE
:
Chinese Name of Relevant Individual
黃哲
:
HKMA Registration Number
AI4230
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4230
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Oct 2023 - 23 May 2025
No
AI4230
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
10 Oct 2023 - 23 May 2025
No
AI4230
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Dec 2021 - 25 Jul 2023
No
AI4230
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Dec 2021 - 25 Jul 2023
No
AI4230
CITIBANK, N.A.
Type 1: dealing in securities
16 Dec 2021 - 25 Jul 2023
No
AI4230
CITIBANK, N.A.
Type 4: advising on securities
16 Dec 2021 - 25 Jul 2023
No
AI4230
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
10 Apr 2020 - 31 Oct 2021
No
AI4230
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
10 Apr 2020 - 31 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.