Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OU, JIE
Chinese Name of Relevant Individual
歐洁
HKMA Registration Number
AI4254
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2023 - 08 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2023 - 08 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2020 - 21 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2020 - 21 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2020 - 21 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2020 - 21 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OU, JIE
:
Chinese Name of Relevant Individual
歐洁
:
HKMA Registration Number
AI4254
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4254
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
06 May 2023 - 08 Nov 2023
No
AI4254
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
06 May 2023 - 08 Nov 2023
No
AI4254
CITIBANK, N.A.
Type 1: dealing in securities
18 Apr 2020 - 21 Feb 2023
No
AI4254
CITIBANK, N.A.
Type 4: advising on securities
18 Apr 2020 - 21 Feb 2023
No
AI4254
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Apr 2020 - 21 Feb 2023
No
AI4254
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
18 Apr 2020 - 21 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.