Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, KA YI
Chinese Name of Relevant Individual
方嘉怡
HKMA Registration Number
AI4271
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Oct 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2023 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2023 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2020 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2020 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, KA YI
:
Chinese Name of Relevant Individual
方嘉怡
:
HKMA Registration Number
AI4271
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4271
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Oct 2025 - 28 Dec 2025
No
AI4271
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Oct 2025 - 28 Dec 2025
No
AI4271
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Oct 2025 - 28 Dec 2025
No
AI4271
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Apr 2023 - 31 May 2024
No
AI4271
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Apr 2023 - 31 May 2024
No
AI4271
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2020 - 23 Mar 2023
No
AI4271
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2020 - 23 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.