Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, MAN YAN
Chinese Name of Relevant Individual
蘇文欣
HKMA Registration Number
AI4288
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2020 - 23 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2020 - 23 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
23 Apr 2020 - 23 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, MAN YAN
:
Chinese Name of Relevant Individual
蘇文欣
:
HKMA Registration Number
AI4288
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4288
CREDIT SUISSE AG
Type 1: dealing in securities
23 Apr 2020 - 23 Feb 2021
No
AI4288
CREDIT SUISSE AG
Type 4: advising on securities
23 Apr 2020 - 23 Feb 2021
No
AI4288
CREDIT SUISSE AG
Type 9: asset management
23 Apr 2020 - 23 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.