Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KAI HIN
Chinese Name of Relevant Individual
林啓軒
HKMA Registration Number
AI4323
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2024 - 07 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2024 - 07 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2023 - 11 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2023 - 11 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2021 - 06 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2021 - 06 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Apr 2021 - 14 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2020 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2020 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KAI HIN
:
Chinese Name of Relevant Individual
林啓軒
:
HKMA Registration Number
AI4323
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4323
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2024 - 07 Aug 2025
No
AI4323
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2024 - 07 Aug 2025
No
AI4323
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jun 2023 - 11 Sep 2023
No
AI4323
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
27 Jun 2023 - 11 Sep 2023
No
AI4323
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Apr 2021 - 06 Mar 2023
No
AI4323
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Apr 2021 - 06 Mar 2023
No
AI4323
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Apr 2021 - 14 Jul 2022
No
AI4323
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Apr 2020 - 17 Jan 2021
No
AI4323
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Apr 2020 - 17 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.