Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LIU, YE
Chinese Name of Relevant Individual

劉燁
HKMA Registration Number
AI4348
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 May 2020
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY MARKETING MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 May 2020
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY MARKETING MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, YE
:
Chinese Name of Relevant Individual
劉燁
:
HKMA Registration Number
AI4348
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 May 2020
No
TREASURY MARKETING MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 May 2020
No
TREASURY MARKETING MANAGER