Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, JAEBONG
Chinese Name of Relevant Individual
HKMA Registration Number
AI4358
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2020 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2020 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2020 - 19 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2020 - 19 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, JAEBONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI4358
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4358
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
20 Oct 2020 - 31 Jan 2024
Yes
AI4358
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
20 Oct 2020 - 31 Jan 2024
Yes
AI4358
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
11 May 2020 - 19 Oct 2020
No
AI4358
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
11 May 2020 - 19 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.