Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, KA YING
Chinese Name of Relevant Individual
郭嘉螢
HKMA Registration Number
AI4366
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2022 - 25 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2022 - 25 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Mar 2022 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2020 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2020 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, KA YING
:
Chinese Name of Relevant Individual
郭嘉螢
:
HKMA Registration Number
AI4366
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4366
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Mar 2022 - 25 Feb 2024
No
AI4366
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Mar 2022 - 25 Feb 2024
No
AI4366
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Mar 2022 - 30 Jun 2022
No
AI4366
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 May 2020 - 02 Jan 2022
No
AI4366
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 May 2020 - 02 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.