Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, KA HO
Chinese Name of Relevant Individual
洪嘉豪
HKMA Registration Number
AI4381
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ZA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER, INVESTMENT CUSTOMER SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ZA BANK LIMITED
SFC CE number
BOJ557
Business Address
UNIT 1301, LEVEL 13, IT STREET, CYBERPORT 3, 100 CYBERPORT ROAD, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ZA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2023 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2021 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2021 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Aug 2021 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2020 - 13 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2020 - 13 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, KA HO
:
Chinese Name of Relevant Individual
洪嘉豪
:
HKMA Registration Number
AI4381
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ZA BANK LIMITED
Type 1: dealing in securities
07 Mar 2026
No
ASSOCIATE MANAGER, INVESTMENT CUSTOMER SERVICES
Name of Registered Institution
SFC CE number
Business Address
ZA BANK LIMITED
BOJ557
UNIT 1301, LEVEL 13, IT STREET, CYBERPORT 3, 100 CYBERPORT ROAD, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4381
ZA BANK LIMITED
Type 1: dealing in securities
Since 07 Mar 2026
No
AI4381
MOX BANK LIMITED
Type 1: dealing in securities
23 Sep 2023 - 29 Dec 2025
No
AI4381
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Aug 2021 - 25 Aug 2023
No
AI4381
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Aug 2021 - 25 Aug 2023
No
AI4381
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Aug 2021 - 30 Jun 2022
No
AI4381
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
15 May 2020 - 13 Dec 2020
No
AI4381
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 May 2020 - 13 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.