Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XIA, TIAN
Chinese Name of Relevant Individual

夏天
HKMA Registration Number
AI4409
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 May 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
22 May 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XIA, TIAN
:
Chinese Name of Relevant Individual
夏天
:
HKMA Registration Number
AI4409
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
22 May 2020
No
ANALYST
UBS AG
Type 4: advising on securities
22 May 2020
No
ANALYST