Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TSE FUNG
Chinese Name of Relevant Individual
黃梓鋒
HKMA Registration Number
AI4417
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2024 - 17 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2024 - 17 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2024 - 16 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2023 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2023 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2020 - 20 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2020 - 20 Jan 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TSE FUNG
:
Chinese Name of Relevant Individual
黃梓鋒
:
HKMA Registration Number
AI4417
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4417
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Nov 2024 - 17 Aug 2025
No
AI4417
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Nov 2024 - 17 Aug 2025
No
AI4417
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2024 - 16 Oct 2024
No
AI4417
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Mar 2023 - 18 Apr 2024
No
AI4417
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Mar 2023 - 18 Apr 2024
No
AI4417
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
23 May 2020 - 20 Jan 2023
No
AI4417
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
23 May 2020 - 20 Jan 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.