Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, TSZ YAN WENDY
Chinese Name of Relevant Individual

李旨恩
HKMA Registration Number
AI4468
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, TSZ YAN WENDY
:
Chinese Name of Relevant Individual
李旨恩
:
HKMA Registration Number
AI4468
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
06 Sep 2022
No
RELATIONSHIP MANAGER
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
06 Sep 2022
No
RELATIONSHIP MANAGER