Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHARK, CHI WING ALEXIS
Chinese Name of Relevant Individual
翟志榮
HKMA Registration Number
AI4526
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2021 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2021 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
19 Jun 2020 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2021 - 26 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2021 - 26 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHARK, CHI WING ALEXIS
:
Chinese Name of Relevant Individual
翟志榮
:
HKMA Registration Number
AI4526
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4526
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Jul 2021 - 01 Apr 2024
Yes
AI4526
ROYAL BANK OF CANADA
Type 4: advising on securities
27 Jul 2021 - 01 Apr 2024
Yes
AI4526
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
19 Jun 2020 - 01 Apr 2024
Yes
AI4526
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Jun 2021 - 26 Jul 2021
No
AI4526
ROYAL BANK OF CANADA
Type 4: advising on securities
04 Jun 2021 - 26 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.