Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, HUI TOU VANESSA
Chinese Name of Relevant Individual

李栩淘
HKMA Registration Number
AI4624
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, HUI TOU VANESSA
:
Chinese Name of Relevant Individual
李栩淘
:
HKMA Registration Number
AI4624
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
08 Jul 2020
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
08 Jul 2020
No
CLIENT ADVISOR WM