Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LIU, YING
Chinese Name of Relevant Individual

劉影
HKMA Registration Number
AI4640
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BANKS AND INSTITUTIONS BUSINESS
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BANKS AND INSTITUTIONS BUSINESS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, YING
:
Chinese Name of Relevant Individual
劉影
:
HKMA Registration Number
AI4640
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Sep 2021
No
BANKS AND INSTITUTIONS BUSINESS
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Sep 2021
No
BANKS AND INSTITUTIONS BUSINESS