Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, HO MAN
Chinese Name of Relevant Individual
吳灝旻
HKMA Registration Number
AI4671
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2025 - 28 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2023 - 10 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2023 - 10 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2022 - 13 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2022 - 13 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2020 - 23 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2020 - 23 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, HO MAN
:
Chinese Name of Relevant Individual
吳灝旻
:
HKMA Registration Number
AI4671
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4671
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Nov 2025 - 28 Dec 2025
No
AI4671
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Nov 2025 - 28 Dec 2025
No
AI4671
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
01 Nov 2023 - 10 Oct 2024
No
AI4671
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
01 Nov 2023 - 10 Oct 2024
No
AI4671
CHONG HING BANK LIMITED
Type 1: dealing in securities
14 Apr 2022 - 13 Aug 2023
No
AI4671
CHONG HING BANK LIMITED
Type 4: advising on securities
14 Apr 2022 - 13 Aug 2023
No
AI4671
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2020 - 23 Jan 2022
No
AI4671
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2020 - 23 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.