Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, CHI HUNG
Chinese Name of Relevant Individual
李志洪
HKMA Registration Number
AI4677
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, CORPORATE BANKING
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
PING AN BANK CO., LTD.
SFC CE number
AMA916
Business Address
38/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2022 - 06 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2022 - 06 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2020 - 25 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2020 - 25 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, CHI HUNG
:
Chinese Name of Relevant Individual
李志洪
:
HKMA Registration Number
AI4677
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PING AN BANK CO., LTD.
Type 1: dealing in securities
31 Jul 2025
No
ASSISTANT VICE PRESIDENT, CORPORATE BANKING
PING AN BANK CO., LTD.
Type 4: advising on securities
31 Jul 2025
No
ASSISTANT VICE PRESIDENT, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
PING AN BANK CO., LTD.
AMA916
38/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4677
PING AN BANK CO., LTD.
Type 1: dealing in securities
Since 31 Jul 2025
No
AI4677
PING AN BANK CO., LTD.
Type 4: advising on securities
Since 31 Jul 2025
No
AI4677
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
30 Aug 2022 - 06 Mar 2025
No
AI4677
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
30 Aug 2022 - 06 Mar 2025
No
AI4677
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Jul 2020 - 25 May 2022
No
AI4677
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Jul 2020 - 25 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.