Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, MINGJIE
Chinese Name of Relevant Individual
許明洁
HKMA Registration Number
AI4704
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2022 - 23 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2022 - 23 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2020 - 25 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, MINGJIE
:
Chinese Name of Relevant Individual
許明洁
:
HKMA Registration Number
AI4704
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4704
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2022 - 23 Nov 2023
No
AI4704
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2022 - 23 Nov 2023
No
AI4704
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Jul 2020 - 25 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.