Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YIP, KWONG WING
Chinese Name of Relevant Individual

葉廣榮
HKMA Registration Number
AI4706
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION AND ADM MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION AND ADM MGR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIP, KWONG WING
:
Chinese Name of Relevant Individual
葉廣榮
:
HKMA Registration Number
AI4706
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jul 2020
No
BRANCH OPERATION AND ADM MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Jul 2020
No
BRANCH OPERATION AND ADM MGR