Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HOI FAY PHOEBUS
Chinese Name of Relevant Individual
黃凱徽
HKMA Registration Number
AI4742
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
09 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 09 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2023 - 06 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2023 - 06 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2021 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2020 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HOI FAY PHOEBUS
:
Chinese Name of Relevant Individual
黃凱徽
:
HKMA Registration Number
AI4742
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jan 2024
No
FINANCIAL MARKETS
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jan 2024
No
FINANCIAL MARKETS
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jan 2024
No
FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4742
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 09 Jan 2024
No
AI4742
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 09 Jan 2024
No
AI4742
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 09 Jan 2024
No
AI4742
MUFG BANK, LTD.
Type 1: dealing in securities
07 Jun 2023 - 06 Dec 2023
No
AI4742
MUFG BANK, LTD.
Type 4: advising on securities
07 Jun 2023 - 06 Dec 2023
No
AI4742
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Dec 2021 - 20 Sep 2022
No
AI4742
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
24 Jul 2020 - 20 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
