Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUK, YAN LAM
Chinese Name of Relevant Individual
谷欣霖
HKMA Registration Number
AI4749
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2020 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2020 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2020 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2020 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
24 Jul 2020 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUK, YAN LAM
:
Chinese Name of Relevant Individual
谷欣霖
:
HKMA Registration Number
AI4749
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4749
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2020 - 30 Nov 2021
No
AI4749
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2020 - 30 Nov 2021
No
AI4749
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Jul 2020 - 30 Nov 2021
No
AI4749
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Jul 2020 - 30 Nov 2021
No
AI4749
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
24 Jul 2020 - 30 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.