Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KEI MAN
Chinese Name of Relevant Individual
吳紀文
HKMA Registration Number
AI4814
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FICC SALES
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FICC SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
SFC CE number
AAK796
Business Address
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2024 - 11 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2024 - 11 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2020 - 23 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KEI MAN
:
Chinese Name of Relevant Individual
吳紀文
:
HKMA Registration Number
AI4814
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
27 Aug 2024
No
FICC SALES
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
27 Aug 2024
No
FICC SALES
Name of Registered Institution
SFC CE number
Business Address
BANK OF AMERICA, NATIONAL ASSOCIATION
AAK796
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4814
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
Since 27 Aug 2024
No
AI4814
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
Since 27 Aug 2024
No
AI4814
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
27 Aug 2024 - 11 Nov 2024
No
AI4814
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
27 Aug 2024 - 11 Nov 2024
No
AI4814
BNP PARIBAS
Type 1: dealing in securities
03 Aug 2020 - 23 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.