Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, WAI LIM
Chinese Name of Relevant Individual
譚暐廉
HKMA Registration Number
AI4874
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER I
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER I
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2021 - 26 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2021 - 26 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2020 - 01 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2020 - 01 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, WAI LIM
:
Chinese Name of Relevant Individual
譚暐廉
:
HKMA Registration Number
AI4874
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
25 Nov 2022
No
RELATIONSHIP MANAGER I
CHONG HING BANK LIMITED
Type 4: advising on securities
25 Nov 2022
No
RELATIONSHIP MANAGER I
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4874
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 25 Nov 2022
No
AI4874
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 25 Nov 2022
No
AI4874
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2021 - 26 Oct 2022
No
AI4874
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2021 - 26 Oct 2022
No
AI4874
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Aug 2020 - 01 Jul 2021
No
AI4874
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Aug 2020 - 01 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
