Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, JIANING
Chinese Name of Relevant Individual
劉佳宁
HKMA Registration Number
AI4880
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2022 - 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2022 - 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2020 - 18 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2020 - 18 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, JIANING
:
Chinese Name of Relevant Individual
劉佳宁
:
HKMA Registration Number
AI4880
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4880
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
16 Aug 2022 - 06 Mar 2026
No
AI4880
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
16 Aug 2022 - 06 Mar 2026
No
AI4880
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
14 Aug 2020 - 18 Mar 2022
No
AI4880
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
14 Aug 2020 - 18 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.