Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, DEXTER JIA JUN
Chinese Name of Relevant Individual
林家駿
HKMA Registration Number
AI4945
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SPECIALIST
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SPECIALIST
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SPECIALIST
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK (HONG KONG) LIMITED
SFC CE number
AAY797
Business Address
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2020 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2020 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2020 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2020 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, DEXTER JIA JUN
:
Chinese Name of Relevant Individual
林家駿
:
HKMA Registration Number
AI4945
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2025
No
INVESTMENT SPECIALIST
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2025
No
INVESTMENT SPECIALIST
CITIBANK, N.A.
Type 1: dealing in securities
04 Jul 2025
No
INVESTMENT SPECIALIST
CITIBANK, N.A.
Type 4: advising on securities
04 Jul 2025
No
INVESTMENT SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
CITIBANK (HONG KONG) LIMITED
AAY797
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4945
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 23 Dec 2025
No
AI4945
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 23 Dec 2025
No
AI4945
CITIBANK, N.A.
Type 1: dealing in securities
Since 04 Jul 2025
No
AI4945
CITIBANK, N.A.
Type 4: advising on securities
Since 04 Jul 2025
No
AI4945
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Jul 2025 - 31 Dec 2025
No
AI4945
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
04 Jul 2025 - 31 Dec 2025
No
AI4945
CITIBANK, N.A.
Type 1: dealing in securities
28 Aug 2020 - 27 Oct 2023
No
AI4945
CITIBANK, N.A.
Type 4: advising on securities
28 Aug 2020 - 27 Oct 2023
No
AI4945
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Aug 2020 - 27 Oct 2023
No
AI4945
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Aug 2020 - 27 Oct 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.