Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, MING YI SAMANTHA
Chinese Name of Relevant Individual
施明怡
HKMA Registration Number
AI4961
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2021 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2021 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2020 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2020 - 06 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, MING YI SAMANTHA
:
Chinese Name of Relevant Individual
施明怡
:
HKMA Registration Number
AI4961
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4961
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jun 2021 - 25 Jul 2021
No
AI4961
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Jun 2021 - 25 Jul 2021
No
AI4961
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
01 Sep 2020 - 06 Sep 2020
No
AI4961
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
01 Sep 2020 - 06 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.