Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, YING
Chinese Name of Relevant Individual
楊穎
HKMA Registration Number
AI4970
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2020 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2020 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, YING
:
Chinese Name of Relevant Individual
楊穎
:
HKMA Registration Number
AI4970
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4970
CITIBANK, N.A.
Type 1: dealing in securities
31 May 2022 - 17 Jan 2024
No
AI4970
CITIBANK, N.A.
Type 4: advising on securities
31 May 2022 - 17 Jan 2024
No
AI4970
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
31 May 2022 - 17 Jan 2024
No
AI4970
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
31 May 2022 - 17 Jan 2024
No
AI4970
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
02 Sep 2020 - 08 Oct 2021
No
AI4970
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
02 Sep 2020 - 08 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.