Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, WAI KWAN
Chinese Name of Relevant Individual
范煒坤
HKMA Registration Number
AI4974
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Oct 2020 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2020 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2020 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, WAI KWAN
:
Chinese Name of Relevant Individual
范煒坤
:
HKMA Registration Number
AI4974
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4974
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Oct 2020 - 28 Feb 2025
No
AI4974
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Sep 2020 - 28 Feb 2025
No
AI4974
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Sep 2020 - 28 Feb 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.