Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, YU CHING CHARMAINE
Chinese Name of Relevant Individual
杜愉晴
HKMA Registration Number
AI4978
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2020 - 12 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2020 - 12 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
03 Sep 2020 - 12 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2020 - 12 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2020 - 12 Dec 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, YU CHING CHARMAINE
:
Chinese Name of Relevant Individual
杜愉晴
:
HKMA Registration Number
AI4978
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI4978
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2020 - 12 Dec 2025
No
AI4978
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2020 - 12 Dec 2025
No
AI4978
CITIBANK, N.A.
Type 9: asset management
03 Sep 2020 - 12 Dec 2025
No
AI4978
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Sep 2020 - 12 Dec 2025
No
AI4978
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 Sep 2020 - 12 Dec 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.