Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEN, STEPHANIE FUNG LI
Chinese Name of Relevant Individual

陳鳳莉
HKMA Registration Number
AI4993
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND LEVERAGED FINANCE
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND LEVERAGED FINANCE
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND LEVERAGED FINANCE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, STEPHANIE FUNG LI
:
Chinese Name of Relevant Individual
陳鳳莉
:
HKMA Registration Number
AI4993
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
04 Sep 2020
No
ASSOCIATE, CORPORATE AND LEVERAGED FINANCE
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
04 Sep 2020
No
ASSOCIATE, CORPORATE AND LEVERAGED FINANCE
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
04 Sep 2020
No
ASSOCIATE, CORPORATE AND LEVERAGED FINANCE