Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, RUOCHEN
Chinese Name of Relevant Individual
孫若宸
HKMA Registration Number
AI5041
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2022 - 31 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2022 - 31 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2020 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2020 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2020 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2020 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, RUOCHEN
:
Chinese Name of Relevant Individual
孫若宸
:
HKMA Registration Number
AI5041
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5041
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
12 Oct 2022 - 31 May 2023
No
AI5041
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
12 Oct 2022 - 31 May 2023
No
AI5041
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2020 - 14 Aug 2022
No
AI5041
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2020 - 14 Aug 2022
No
AI5041
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Sep 2020 - 14 Aug 2022
No
AI5041
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Sep 2020 - 14 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.