Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHO, KA HONG
Chinese Name of Relevant Individual
曹家康
HKMA Registration Number
AI5068
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS LOAN ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS LOAN ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2022 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2022 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2022 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2022 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2020 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2020 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHO, KA HONG
:
Chinese Name of Relevant Individual
曹家康
:
HKMA Registration Number
AI5068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 May 2024
No
SALES, BUSINESS LOAN ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
03 May 2024
No
SALES, BUSINESS LOAN ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5068
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 03 May 2024
No
AI5068
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 03 May 2024
No
AI5068
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
02 Dec 2022 - 18 Apr 2024
No
AI5068
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
02 Dec 2022 - 18 Apr 2024
No
AI5068
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
06 Aug 2022 - 08 Nov 2022
No
AI5068
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
06 Aug 2022 - 08 Nov 2022
No
AI5068
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Sep 2020 - 23 Aug 2021
No
AI5068
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Sep 2020 - 23 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.