Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, KWAN YU
Chinese Name of Relevant Individual

陳坤譽
HKMA Registration Number
AI5070
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SYNDICATE, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SYNDICATE, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME SYNDICATE, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, KWAN YU
:
Chinese Name of Relevant Individual
陳坤譽
:
HKMA Registration Number
AI5070
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK LTD.
Type 1: dealing in securities
16 Sep 2020
No
SPECIALIST, FIXED INCOME SYNDICATE, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
16 Sep 2020
No
SPECIALIST, FIXED INCOME SYNDICATE, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 6: advising on corporate finance
16 Sep 2020
No
SPECIALIST, FIXED INCOME SYNDICATE, GLOBAL FINANCIAL MARKETS