Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, MENGXIAN
Chinese Name of Relevant Individual
殷孟嫻
HKMA Registration Number
AI5074
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2022 - 08 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2022 - 08 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2020 - 21 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2020 - 21 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2020 - 21 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2020 - 21 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, MENGXIAN
:
Chinese Name of Relevant Individual
殷孟嫻
:
HKMA Registration Number
AI5074
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5074
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
30 Jun 2022 - 08 Jul 2025
No
AI5074
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
30 Jun 2022 - 08 Jul 2025
No
AI5074
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
16 Sep 2020 - 21 May 2022
No
AI5074
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
16 Sep 2020 - 21 May 2022
No
AI5074
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Sep 2020 - 21 May 2022
No
AI5074
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Sep 2020 - 21 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.