Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JOO, YOUNG SUK
Chinese Name of Relevant Individual
HKMA Registration Number
AI5109
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2020 - 30 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2020 - 30 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2020 - 17 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2020 - 17 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JOO, YOUNG SUK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI5109
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5109
SHINHAN BANK
Type 1: dealing in securities
18 Dec 2020 - 30 Aug 2022
Yes
AI5109
SHINHAN BANK
Type 4: advising on securities
18 Dec 2020 - 30 Aug 2022
Yes
AI5109
SHINHAN BANK
Type 1: dealing in securities
22 Sep 2020 - 17 Dec 2020
No
AI5109
SHINHAN BANK
Type 4: advising on securities
22 Sep 2020 - 17 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.