Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIAN, ZHUOXUAN
Chinese Name of Relevant Individual
田卓萱
HKMA Registration Number
AI5114
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2020 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2020 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2020 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2020 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIAN, ZHUOXUAN
:
Chinese Name of Relevant Individual
田卓萱
:
HKMA Registration Number
AI5114
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5114
CITIBANK, N.A.
Type 1: dealing in securities
22 Sep 2020 - 31 Jul 2022
No
AI5114
CITIBANK, N.A.
Type 4: advising on securities
22 Sep 2020 - 31 Jul 2022
No
AI5114
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Sep 2020 - 31 Jul 2022
No
AI5114
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
22 Sep 2020 - 31 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.