Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, HO WANG ALASTAIR
Chinese Name of Relevant Individual
吳皓弘
HKMA Registration Number
AI5138
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
First date of engagement
10 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANQUE PICTET & CIE SA
SFC CE number
BMG891
Business Address
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
Since 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2021 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2020 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2020 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
25 Sep 2020 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, HO WANG ALASTAIR
:
Chinese Name of Relevant Individual
吳皓弘
:
HKMA Registration Number
AI5138
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANQUE PICTET & CIE SA
Type 1: dealing in securities
10 Feb 2023
No
INVESTMENT MANAGEMENT
BANQUE PICTET & CIE SA
Type 4: advising on securities
10 Feb 2023
No
INVESTMENT MANAGEMENT
BANQUE PICTET & CIE SA
Type 9: asset management
10 Feb 2023
No
INVESTMENT MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANQUE PICTET & CIE SA
BMG891
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5138
BANQUE PICTET & CIE SA
Type 1: dealing in securities
Since 10 Feb 2023
No
AI5138
BANQUE PICTET & CIE SA
Type 4: advising on securities
Since 10 Feb 2023
No
AI5138
BANQUE PICTET & CIE SA
Type 9: asset management
Since 10 Feb 2023
No
AI5138
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 31 Aug 2021
No
AI5138
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 31 Aug 2021
No
AI5138
BANQUE PICTET & CIE SA
Type 9: asset management
01 Aug 2021 - 31 Aug 2021
No
AI5138
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
25 Sep 2020 - 30 Jul 2021
No
AI5138
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
25 Sep 2020 - 30 Jul 2021
No
AI5138
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
25 Sep 2020 - 30 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.