Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PAILHOLE, SEBASTIEN ABEL RAYMOND
Chinese Name of Relevant Individual
HKMA Registration Number
AI5143
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
25 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
SFC CE number
AAK816
Business Address
26/F, 27/F, 28/F & 30/F, TWO PACIFIC PLACE, 88 QUEENSWAY, ADMIRALTY, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Effective Date
14 Mar 2022
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Effective Date
14 Mar 2022
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 14 Mar 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2020 - 13 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2020 - 13 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2020 - 13 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PAILHOLE, SEBASTIEN ABEL RAYMOND
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI5143
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
25 Sep 2020
Yes
HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
25 Sep 2020
Yes
HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
25 Sep 2020
Yes
HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC
Name of Registered Institution
SFC CE number
Business Address
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
AAK816
26/F, 27/F, 28/F & 30/F, TWO PACIFIC PLACE, 88 QUEENSWAY, ADMIRALTY, HONG KONG.
Registered Institution
Effective Date
Description
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
1
14 Mar 2022
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
2
14 Mar 2022
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5143
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
Since 14 Mar 2022
Yes
AI5143
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
Since 14 Mar 2022
Yes
AI5143
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
Since 14 Mar 2022
Yes
AI5143
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
25 Sep 2020 - 13 Mar 2022
No
AI5143
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
25 Sep 2020 - 13 Mar 2022
No
AI5143
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
25 Sep 2020 - 13 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.