Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, PUI KWAN
Chinese Name of Relevant Individual
盧沛君
HKMA Registration Number
AI5183
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2020 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2020 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Oct 2020 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, PUI KWAN
:
Chinese Name of Relevant Individual
盧沛君
:
HKMA Registration Number
AI5183
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5183
SOCIETE GENERALE
Type 1: dealing in securities
01 Oct 2020 - 12 May 2025
No
AI5183
SOCIETE GENERALE
Type 4: advising on securities
01 Oct 2020 - 12 May 2025
No
AI5183
SOCIETE GENERALE
Type 6: advising on corporate finance
01 Oct 2020 - 12 May 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.