Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CAI, YIYANG
Chinese Name of Relevant Individual
蔡熠阳
HKMA Registration Number
AI5220
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2023 - 19 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2023 - 19 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2020 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2020 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CAI, YIYANG
:
Chinese Name of Relevant Individual
蔡熠阳
:
HKMA Registration Number
AI5220
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5220
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
23 May 2023 - 19 Sep 2025
No
AI5220
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
23 May 2023 - 19 Sep 2025
No
AI5220
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
08 Oct 2020 - 30 Nov 2022
No
AI5220
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
08 Oct 2020 - 30 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.