Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, RUIZHAN
Chinese Name of Relevant Individual
王睿沾
HKMA Registration Number
AI5223
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2023 - 26 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2023 - 26 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2020 - 07 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2020 - 07 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, RUIZHAN
:
Chinese Name of Relevant Individual
王睿沾
:
HKMA Registration Number
AI5223
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5223
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Aug 2023 - 26 May 2025
No
AI5223
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Aug 2023 - 26 May 2025
No
AI5223
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2020 - 07 Mar 2022
No
AI5223
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Oct 2020 - 07 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
